AIFMD Review – January 2018
Review
Regulation
EU Proposed Directive on the prudential supervision of investment firms – December 2017
EU Proposed Directive on the prudential supervision of investment Firms
EU Proposed Regulation on the prudential requirements of investment firms – December 2017
EU Proposed Regulation on the prudential requirements of Investment firms
CBI – Guidance Document for Cross Sector Survey of Regulated Firms on Outsourcing Activities – Market Firms – November 2017
CBI – Guidance Document for Cross Sector Survey of Regulated Firms on Outsourcing Activities – Market Firms
IAIM Submission on CBI’s Knowledge & Competency Code – November 2017
IAIM Submission on CBI’s Knowledge & Competency Code
Feedback Statement from DoF/CBI on CP95 – 2017
Feedback Statement from DoF/CBI on CP95
ESMA Guidelines on Knowledge & Competence – January 2017
ESMA Guidelines on Knowledge & Competence
CBI Feedback Statement on CP97 – 2016
CBI Feedback Statement on CP97
IAIM Response to CP97 – January 2016
IAIM Response to CP97
CBI Consultation CP97 on Investment Firm Regulations – November 2015
CBI Consultation CP97 on Investment Firm Regulations